Identifying suspicious trade transactions using multiple monitoring mechanisms
involving comprehensive review of customer profile, transaction pattern, financials,
transaction documents and ancillary information obtained through public and private
sources.
 Escalating AML queries and red flags to respective business units
 Liaising with business units and initiating a formal investigation on AML queries and
red flag highlighted
 Filing Suspicious Transaction Report (STR) with the Financial Intelligence Unit, India
(FIU-IND)
 Preparing monthly MIS reports involving alerts generated across multiple TBML
scripts and team productivity

Escalating potential and positive matches to New York team.
 Responsible for conducting quality checks on OFAC and FinCen alerts processed by
the team.
 Preparing monthly MIS reports and presenting the same to the GFC team.
 Conduct Negative News Media Search for Institutional Group & HNI client across
Asia, EMEA & USA.
 Flag Suspicious Negative news alert to the Regional Compliance teams in Asia,
EMEA & USA. 
 Conduct OFAC screening on incoming and outgoing