Experience: 4 - 12 Years

Location: Mumbai, Bangalore & Delhi

Compensation: Rupees 6,00,000 - 25,00,000
What you receive in return is a rare opportunity to join a genuinely exceptional organization that stimulates, challenges and rewards its’ employees with generous Salary, Annual Bonus, Travel around the Globe, Lots of Training, Education@ work etc

Education: CA or MBA

Industry Type: Banking/Financial Services/Broking

Role: Chartered Accountant

Job Description:

These are three different openings at different (Multiple) levels as per mentioned below, for Mumbai Location . Details about the same are given below.

Industry: Banking, Insurance, Asset management (AMC) & Capital Market, KPO handling BFSI clients.

Work Experience: 4 to 10 years

Qualification: Needless to say, a Post Graduate (CA, CS, MBA) with high level of communication & presentation ability is must for all below mentioned requirements.

Designations: Consultant (2-4 years Exp) / Sr. Consultant (3-5 years) / Assistant Manager (4-6 years) / Manager (5+ years)


Internal Auditor:

• Candidate should be open to travel, since Job involves about 40% travels, which has more of international travel (Valid US / Europe / UK Visa is an added advantage).
• Candidate must have experience in Internal Audit / Risk based Audit in above mentioned industries with exposure to planning, execution & final reporting.
• Reviewing Standard Operating Procedures with a view to highlight the shortcomings and recommending changes for stronger internal controls.
• Preparing audit reports along with documentation for audit observations and the conclusions derived based on the issue assessment framework.

Sox Auditor / Sox Compliance Consultant / Sox Testing:

• Candidate should be open to travel, since Job involves about 40% travel, which has more of international travel (Valid US / Europe / UK Visa is an added advantage).
• Candidate should have worked on implementation / consultation / audit of Sarbanes Oxley (SOX) banking operations like, Structured Finance Group, Treasury, Corporate Banking, Retail Assets and Liabilities, Human Resource, Finance etc.
• Exposure of reviewing product notes / operating guidelines and SOX documentation
• Walkthrough and testing of SOX processes including IT controls, and entity level controls
• Testing of period end controls and closing entries
• Quantification of deficiencies observed during the testing and reporting to Audit Committee

Operational Risk Consultant / Operational Risk Manager:

• Candidate should be open to travel, since Job involves about 40% travel, which has more of international travel (Valid US / Europe / UK Visa is an added advantage).
• Exposure to Implementation of operational risk management framework accordance with RBI and BASEL II guidelines.
• Operational risk management process comprises Governance, Risk and Control Self Assessments (RCSA), Key Risk Indicators (KRI) monitoring, Incident Management, overseeing mitigating measures, and computation of capital charge towards operational risk.
• Exposure to Root cause analysis and mitigation plan for major losses
• Exposure to Risk Profiling for submission to RBI

Keywords: Internal Audit, Risk Audit, Process Audit, Sox, Sox Audit, Sox Testing, Sarbanes Oxley, Operational Risk, BASEL II, Risk and Control Self Assessments RCSA, Key Risk Indicators KRI
Desired Candidate Profile

Company Profile: The opening is with one of our leading MNC client - Specialist Risk & Compliance Advisory firm, serving more than 75 international & large corporate clients across the globe.